GRC Conferences, Seminars & Events - Compliance Week
Compliance Week National April 28-30 | Washington, D.C. Back for it's 20th year, join 500+ compliance, ethics, legal, and audit professionals who gather to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs.
Topics | Governance, Risk & Compliance | Compliance Week
Coverage on compliance, corporate governance updates, data privacy, regulatory policy and enforcement, and everything in between. Explore recent compliance, risk & governance news at Compliance Week.
TD Bank fined nearly $3.1B by U.S. regulators for AML compliance ...
Oct 11, 2024 · TD Bank will pay nearly $3.1 billion in penalties to four U.S. regulators to settle charges that it “chose profits over compliance” when it allowed three money laundering networks to filter more than $670 million in dirty money through the company.
AML - Compliance Week
Dec 13, 2024 · News Brief OCC orders Bank of America to shore up BSA/AML, sanctions compliance programs. 2024-12-23T19:08:00+00:00 By Jeff Dale. Bank of America avoided a monetary penalty in agreeing to settle charges with the Treasury Department’s Office of the Comptroller of the Currency but was ordered to shore up previously disclosed deficiencies in its Bank Secrecy Act/anti-money laundering (BSA/AML ...
The art of managing policy exception requests - Compliance Week
Feb 25, 2013 · Exception requests are often a thorn in the side of policy managers, and yet they are unavoidable for most. An effective policy management process can ease the pain, which includes putting in place a “policy on policies” that describes a corporate policy, what it should include, and how policies get approved, reviewed, and trained upon, says Paul Liebman, a former in-house compliance and ...
Free CPE Webcasts | Governance, Risk & Compliance | Compliance …
Dec 17, 2024 · Compliance Week's free Webcasts are typically held either Tuesdays or Thursdays at 2 p.m. ET. These Webcasts offer CPE credit to attendees and feature select partners discussing key GRC issues. Webcast attendees may be contacted by sponsors. For information, please e-mail Doug Juenemann or call (888) 519-9200.. Live Webcasts (listed below) last one hour and must be viewed in their entirety in ...
Top ethics and compliance failures of 2023
Dec 14, 2023 · A virtual currency exchange that sought to mislead regulators, banks failing after ignoring obvious risks, and a manufacturer that sold millions of its products in violation of U.S. export controls are among those that make up CW's …
CPE Webcast: IT controls: Navigating the path to a secure digital ...
Webcast CPE Webcast: Navigating Contact Compliance in 2025: An Overview of Upcoming Legislation and How to Prepare. 2024-12-05T14:00:00Z Provided by Gryphon.ai. As we approach 2025, the regulatory landscape for the Telephone Consumer Protection Act (TCPA) and Do Not Call (DNC) regulations is becoming increasingly complex.
Training | Governance, Risk & Compliance | Compliance Week
Earn CPE Credit with Compliance Week. Compliance Week is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of CPE Sponsors.State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.
CFPB will enforce Fair Credit Reporting Act on employee …
Oct 25, 2024 · Businesses need to follow the consumer protection rules of the Fair Credit Reporting Act (FCRA) when engaging in employee surveillance, which includes background reports about employees produced by third parties using artificial intelligence, the Consumer Financial Protection Bureau (CFPB) said Thursday in new guidance.