Nov 25, 2024 · The Los Angeles Regional Office is responsible for enforcing violations of the federal securities laws and examining regulated entities such as investment advisers, …

Regional OfficesLast Reviewed or Updated: Sept. 13, 2024

Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …

The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair …

444 S Flower St Ste 900. Los Angeles, CA 90071. +1 (323) 965-3998. http://sec.gov. The U.S. Securities and Exchange Commission, also known as SEC, is responsible for the protection of …

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

Jun 15, 2023 · The Securities and Exchange Commission today announced that Michele Layne, the Director of the Los Angeles Regional Office, is leaving the agency this month after more …

Assistant Regional Director at SEC · Specialties: the U.S. federal securities laws; Generally Accepted Accounting Principles, Global Investment Performance Standards, Investment …

U.S. Securities and Exchange Commission is located at 444 Flower St #900 in Los Angeles, California 90071. U.S. Securities and Exchange Commission can be contacted via phone at …

The United States Government Securities & Exchange Commission in Los Angeles, CA is a regulatory agency tasked with overseeing the securities industry and enforcing securities laws …