David Burton, the senior fellow in economic policy at the Heritage Foundation who authored Project 2025’s section on securities regulation, says Finra’s oversight of the broker-dealer industry is ...

Rich Steinmeier, CEO of LPL Financial Holdings Inc., first reached out to Joe Deitch, owner and chairman of Commonwealth ...

The U.S. News Financial Advisor Finder can help you narrow down the best financial advisors in the Vallejo, California area. Vallejo has up to 11 advisors to choose from and using ...

Walt Bettinger signed on as a senior advisor at Clayton, Dubilier & Rice, which bought Focus Financial in 2023. The deal will provide a significant boost to LPL, giving it Commonwealth's approximately ...

The RIA has acquired the Wealth Services Division of First International Bank & Trust headquartered in Watford City, North ...

LPL Financial LLC increased its stake in shares of Super Micro Computer, Inc. (NASDAQ:SMCI – Free Report) by 561.3% during ...

The deal will fuel industry consolidation and add roughly 2,900 independent advisors managing some $285 billion in assets to ...

LPL Financial LLC cut its stake in Archer-Daniels-Midland Company (NYSE:ADM – Free Report) by 7.4% in the fourth quarter, ...

LPL will explore ways to bring Commonwealth's advisor experience and capabilities, developed with Advisor360°, to its ...

Anthony Humphres is a financial advisor in Madison, AL. They have been in practice for 21 years, the last 2 years at LPL Financial LLC. Anthony Humphres is a financial advisor in Madison, AL. They ...

LPL Financial (LPLA) priced an underwritten public offering of 4.69M shares at a price to the public of $320.00 per share.

Industry experts think LPL will have to work hard to retain Commonwealth advisors who were sold on the idea that they'd be ...