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GameStop CEO Cohen to Pay Nearly $1 Million for Alleged Wells Fargo Securities-Acquisition Violation
After acquiring the shares, Cohen had periodic communications with Wells Fargo’s leadership regarding ways to improve the bank’s business and to advocate for a potential board seat, the FTC said.
Gamestop CEO Fined $1 Million by FTC Over Wells Fargo Shares
Gamestop Corp. Chief Executive Officer Ryan Cohen will pay almost a $1 million penalty over allegations that he violated antitrust law with his acquisition of shares in Wells Fargo & Co.
GameStop CEO Fined $1M for Failing to Disclose Wells Fargo Investment
Ryan Cohen had amassed more than $100 million in Wells Fargo shares, the threshold for disclosure under the Hart-Scott-Rodino Act. But he didn''t submit the required filing until January 2023.
GameStop CEO Cohen to pay $1 million fine over Wells Fargo stock buy
GameStop CEO Ryan Cohen agreed to pay a nearly $1 million penalty to settle the U.S. Federal Trade Commission's claim that he failed to report acquisition of more than $100 million worth of Wells Fargo & Co voting shares,
GameStop CEO Slapped with $1M Fine over WFC Stock Purchase
Here’s Why FTC Fined GameStop CEO Cohen. The FTC has imposed a $985,320 civil penalty on GameStop CEO Cohen as he did not report the purchase of a significant amount of WFC shar
1d
on MSN
Don't see an unwinding in Yuan carry trade, 'worst is possibly over' for its offshore currency: Wells Fargo
Chidu Narayanan of Wells Fargo Securities shares three reasons why he does not see the Yuan carry trade unwinding and says ...
2d
Wells Fargo's New Enforcement Action Pushes Back The Asset Cap Lifting Timeline (Rating Downgrade)
Wells Fargo's ongoing regulatory issues, including a recent OCC enforcement action, delay the likelihood of the Federal ...
1d
on MSN
Wells Fargo announces another round of layoffs in October and November in West Des Moines
A notice Wells Fargo filed with the state says more layoffs are planned at its Jordan Creek campus in West Des Moines.
1d
Wells Fargo Launches $1.6 Billion Loan for Tempur Sealy Deal
A group of banks led by Wells Fargo & Co. launched a $1.6 billion delayed-draw term loan to help fund Tempur Sealy ...
Financial Planning
8d
Wells Fargo's $3M fine shows 'churning' is alive and well
A FINRA settlement accuses the firm of failing to supervise a broker who recommended frequent purchases and then resales of ...
9d
US regulator orders Wells Fargo to overhaul its efforts to combat illicit funds
Wells Fargo shares slid on Thursday after a U.S. banking regulator found its safeguards against money laundering and other ...
4d
Wells Fargo Launches New APIs To Boost Efficiency And Productivity: Details
Wells Fargo launch specialized APIs for Commercial Banking clients, aiming to boost sales, cut costs and improve liquidity.
2d
on MSN
Wells Fargo’s ‘Value Equity List’ – Stocks with potential that trade at a discount
Wells Fargo Investment Institute analysts updated their “value equity list.” These picks are Russell 1000 Value Index ...
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